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Author:

Chang, Shuyuan (Chang, Shuyuan.) | Wang, Liyong (Wang, Liyong.) | Shi, Mingkuan (Shi, Mingkuan.) | Zhang, Jinle (Zhang, Jinle.) | Yang, Li (Yang, Li.) | Cui, Lingli (Cui, Lingli.)

Indexed by:

EI Scopus SCIE

Abstract:

In pragmatic engineering milieus, rotating machinery mostly operates under normal condition, leading to the long-tailed monitoring data distribution with far more normal than fault instances. This significant class imbalance undermines the efficacy of standard intelligent fault diagnosis models. Though cost-sensitive learning helps, two challenges remain: 1) Existing convolutional neural network (CNN) based feature extractors struggle to capture global fault information; and 2) current cost-sensitive losses need extensive manual tuning of sensitive hyperparameters, demanding time and effort while being user-unfriendly. To circumvent such issues, a novel long-tailed fault diagnosis framework of rotating machinery based on extended attention signal transformer with adaptive class imbalance loss (EAST-ACIL) is proposed in this paper. The lynchpin innovations are threefold: Primarily, an avant-garde extended attention signal transformer (EAST) is constructed to extract discriminative representations from long-tailed data. In EAST, a 1-dimensional (1D) CNN is utilized for token embedding construction, and 2D-CNN for developing the attention extension module, thereby mitigating attention smoothing and augmenting the model's generalizability. Secondly, a novel adaptive class imbalance loss (ACIL) is designed to dynamically reweight training data. In ACIL, an adaptive class-level weighting term automatically accentuates challenging-to-classify categories during training, while a boundary regularization term maximizes the inter-class margin, substantially increasing the model's sensitivity to rare fault classes. Lastly, the amalgamation of the proposed EAST and ACIL modules culminates in the EAST-ACIL diagnosis framework. Extensive validation on rotor and bearing fault datasets demonstrates that this framework surpasses existing methodologies in long-tail fault diagnosis, achieving superior diagnosis accuracy even under extremely imbalanced conditions.

Keyword:

Cost-sensitive learning Long-tailed distribution Rotating machinery Transformer Intelligent fault diagnosis

Author Community:

  • [ 1 ] [Chang, Shuyuan]Beijing Univ Technol, Key Lab Adv Mfg Technol, Beijing 100124, Peoples R China
  • [ 2 ] [Wang, Liyong]Beijing Univ Technol, Key Lab Adv Mfg Technol, Beijing 100124, Peoples R China
  • [ 3 ] [Yang, Li]Beijing Univ Technol, Key Lab Adv Mfg Technol, Beijing 100124, Peoples R China
  • [ 4 ] [Cui, Lingli]Beijing Univ Technol, Key Lab Adv Mfg Technol, Beijing 100124, Peoples R China
  • [ 5 ] [Chang, Shuyuan]Beijing Informat Sci & Technol Univ, Key Lab Modern Measurement & Control Technol, Minist Educ, Beijing 100192, Peoples R China
  • [ 6 ] [Wang, Liyong]Beijing Informat Sci & Technol Univ, Key Lab Modern Measurement & Control Technol, Minist Educ, Beijing 100192, Peoples R China
  • [ 7 ] [Yang, Li]Beijing Informat Sci & Technol Univ, Key Lab Modern Measurement & Control Technol, Minist Educ, Beijing 100192, Peoples R China
  • [ 8 ] [Shi, Mingkuan]Soochow Univ, Sch Rail Transportat, Suzhou 215131, Peoples R China
  • [ 9 ] [Zhang, Jinle]China North Vehicle Res Inst, Sci & Technol Vehicle Transmiss Lab, Beijing 100072, Peoples R China

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Source :

ADVANCED ENGINEERING INFORMATICS

ISSN: 1474-0346

Year: 2024

Volume: 60

8 . 8 0 0

JCR@2022

Cited Count:

WoS CC Cited Count:

SCOPUS Cited Count: 26

ESI Highly Cited Papers on the List: 0 Unfold All

WanFang Cited Count:

Chinese Cited Count:

30 Days PV: 1

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