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Author:

Lin, Shan (Lin, Shan.) | Liang, Zenglong (Liang, Zenglong.) | Dong, Miao (Dong, Miao.) | Guo, Hongwei (Guo, Hongwei.) | Zheng, Hong (Zheng, Hong.)

Indexed by:

EI Scopus SCIE

Abstract:

We conducted a study to evaluate the potential and robustness of gradient boosting algorithms in rock burst assessment, established a variational autoencoder (VAE) to address the imbalance rock burst dataset, and proposed a multilevel explainable artificial intelligence (XAI) tailored for tree-based ensemble learning. We collected 537 data from real-world rock burst records and selected four critical features contributing to rock burst occurrences. Initially, we employed data visualization to gain insight into the data's structure and performed correlation analysis to explore the data distribution and feature relationships. Then, we set up a VAE model to generate samples for the minority class due to the imbalanced class distribution. In conjunction with the VAE, we compared and evaluated six state-of-theart ensemble models, including gradient boosting algorithms and the classical logistic regression model, for rock burst prediction. The results indicated that gradient boosting algorithms outperformed the classical single models, and the VAE-classifier outperformed the original classifier, with the VAE-NGBoost model yielding the most favorable results. Compared to other resampling methods combined with NGBoost for imbalanced datasets, such as synthetic minority oversampling technique (SMOTE), SMOTE-edited nearest neighbours (SMOTE-ENN), and SMOTE-tomek links (SMOTE-Tomek), the VAE-NGBoost model yielded the best performance. Finally, we developed a multilevel XAI model using feature sensitivity analysis, Tree Shapley Additive exPlanations (Tree SHAP), and Anchor to provide an in-depth exploration of the decision-making mechanics of VAE-NGBoost, further enhancing the accountability of treebased ensemble models in predicting rock burst occurrences.

Keyword:

VAE Gradient boosting Explainable artificial intelligence (XAI) Rock burst Ensemble learning

Author Community:

  • [ 1 ] [Lin, Shan]Beijing Univ Technol, Key Lab Urban Secur & Disaster Engn, Minist Educ, Beijing 100124, Peoples R China
  • [ 2 ] [Liang, Zenglong]Beijing Univ Technol, Key Lab Urban Secur & Disaster Engn, Minist Educ, Beijing 100124, Peoples R China
  • [ 3 ] [Dong, Miao]Beijing Univ Technol, Key Lab Urban Secur & Disaster Engn, Minist Educ, Beijing 100124, Peoples R China
  • [ 4 ] [Guo, Hongwei]Beijing Univ Technol, Key Lab Urban Secur & Disaster Engn, Minist Educ, Beijing 100124, Peoples R China
  • [ 5 ] [Zheng, Hong]Beijing Univ Technol, Key Lab Urban Secur & Disaster Engn, Minist Educ, Beijing 100124, Peoples R China
  • [ 6 ] [Guo, Hongwei]Hong Kong Polytech Univ PolyU, Dept Civil & Environm Engn, Hung Hom, Kowloon, Hong Kong 999077, Peoples R China

Reprint Author's Address:

  • [Guo, Hongwei]Beijing Univ Technol, Key Lab Urban Secur & Disaster Engn, Minist Educ, Beijing 100124, Peoples R China

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Source :

UNDERGROUND SPACE

ISSN: 2096-2754

Year: 2024

Volume: 17

Page: 226-245

6 . 4 0 0

JCR@2022

Cited Count:

WoS CC Cited Count:

SCOPUS Cited Count: 8

ESI Highly Cited Papers on the List: 0 Unfold All

WanFang Cited Count:

Chinese Cited Count:

30 Days PV: 0

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